SEBI Complaints & Reviews

Sebi made changes for ipo application for capital market.sebi changes ru les but it is not informed public who are directly affected.investors can withdraw applications after closure of issue as he feels it is not good.but now sebi changed the rules investors cannot withdraw applications after closure of issue.investors are not aware of this rule.what makes sebi to change the rule?in this case sebi must take opinion of concerned persons who are affected.

Refer my folio no-[protected]. I have 72 shares of Reliance Industry. I have not received dividend warrants since 2007 to 2013 due to frequent change of address. Reliance Industry intimated me to claim unclaimed dividend amount through Karvy Computershare, Hyderabad vide their letter dated 20/04/2015. Letter o[censored]ndertaking was sent Karvy Computershare, Hyderadad on their official address by speed post on 06/05/2015.(photo copy attached) So far I have not received anything from Karvy Computershare, Hyderabad. I have send one reminder email to Karvy Compuershare, Hyderabad one email to Reliance Industries Ltd, but no response received. Total unclaimed amount is Rs 3276/. If I don't receive amount same will go to IEPF account. Kindly help me to recover the amount. Manju Singh 5/187, Vipul Khand, Gomti Nagar, Lucknow-226010

I am doing trading almost daily equity cash and buying scrip of different company's. Normally I will buy maximum 5 scrip of different company's. But the broker company Ventura Securites Ltd using my I D and passwords without intimating add the scrip largely without my consultation. But I am changing my password and pin every 15 days as per the rules and regulations. I am doing the trading activities from the month of February 2014 to till date. I have made my investment of Rs/30000/- and availed 100% exposition from them. As these company is doing trading activity so many times without my permission in my I D I have informed them many times for which they are saying it cannot happen or we will check it up. Due to this misappropriations, they are showing always loss but I am doing almost all transactions only in profit. I respectfully appeal your goodself to intervene in the matter and take suitable action against the company making money in fraudulently by cheating individuals.

I Sameer Bashir Mangrul From Pune, I Invest 3, 00, 000rs in Blue chip Company Pvt. Ltd. on 16-Sept-2011 For Investment Purpose. They Suppose To give me 3, 00, 000rs 18-Sept-2013. But Till The date I follow That Company For My Refund Or payment. But There Is no Office In that Place And There Is No Contact Person Whom I Talk And Concern. I Give u The Details Of The Company As Follow up Company Name : Blue chip Corporation Pvt. Ltd. Address : Unit No, 302. Pentagon Tower, P-3, Magarpatta City Hadapsar, Pune-411013. www.bluechipcorp.co.in Email Id: [protected]@bluechipcorp.co.in These Are The Details Of The Company And Contact Person Please Help Me Out From These Critical Situation, Kindly Reply Me as soon as Possible. Waiting For your reply, Please Mark My Complaint. Best Regards Sameer Mangrul [protected]/[protected] Email Id: [protected]@gmail.com

It is not possible that SEBI and others do not know the exact reason and the person for short selling, Its time that SEBI re-looked at suspension of short selling for some time especially in favour of the retail investors

Investment is not for children and the those old times are gone where you invest in stocks and forget until you retire. It is a serious business and people should pay professional fees to get better return. retailers are not even 2% of total share market valuation. Why SEBI should bother for 2% janta?

Dear Sir/ Madam,
I have been writing to SEBI regularly about me complaint for the cheating done by India Infoline ltd through E-mails and posted a letter to the Mumbai branch also but there is no reply from there side till yet. My first E-mail to them was on 1-3-2011, than on[protected], and 4-3-2011.
Please guide me what next step should i take.

Regards
Renu Jain

The recent ban from SEBI on 14 Insurance companies relating to their ULIP policies is a welcome sign. If there is any relaxation, there should be some check and balance and people friendly approach. The innocent people should not be cheated in the hands of IRDA approved ULIP products. IRDA has failed to look into this earlier. Atleast the IRDA should open its eyes and issue necessary direction to the said 14 insurance companies to follow the SEBI rules and regulations. I am told that IRDA is not taking stringent action against the erring Insurance Companies such as Bajaj Allianz Life Insurance Company Ltd., If there is any big scam in the insurance field, the IRDA is to be blamed and prosecuted under law.

Dear Sir,

There were so many companies which were enrolled or registered to float their stock on BSE OR NSE by way of listing. People had invested crores of rupees in such companies and they have been de-listed and small investors were left with no choice than to retain their investment as they were not allowed to sell/transfer their stocks in the market and as such they are kept in losses as per the sweet choices and whims of the Company Directors. This large scale duping game is being played without any regulatory control and most of the companies are still gaining wrongfully. Though there might be certain guide-lines for listing of companies- but there should also be specific provisions to safeguard the interests of small investors. SEBI may recover penalty as well as compulsory fees as land revenue collection from the companies and any default on the part of company may be viewed seriously by informing largely that companies are not serious for managing the affairs properly. Delisting period should be allowed in such manner so that investor can liquidate their stocks at pre-decided prices by SEBI- which may be recovered from companies.

Will authorities of SEBI will look into the matter? Hope that they will take pro-active measure to end this game of duping public at large.

Thanking you,

-Ashok Bhansali

ICICI direct lost my account opening documents twice. What does it mean when a bank tells you they have 'lost' documents containing key information about you? The account opening docs I gave them had a passport copy as well.

icici direct are not a financial company, they are worse than your local grocery store. If this is not enough, where to resubmit the documents? You call up their numbers, they keep giving you another number to call, as if no-one in icici direct wants to do this 'dirty' work.

Or is it that icici direct is running some kind of racket of selling identity and key information to identity-stealing nexus?

Is SEBI sleeping?

Dear all,

Please forward this mail to your known, and tell them to send it to finance minister of our country (India).

thanks


Trilok Mehta





To: [protected]@nic.in


Respected sir,


Subject: Delisting of Share form stock exchange


I am a small investor but writing you...

Plenty of time I have given Complains to SEBI against RELIGARE SEC. LTD. but they say your complain number will be coming soon. which never comes.

They are good friend of Brokers because they help them to earn. There is no action taken agaisn't Broker yet i have given them each n every detail of my dispute with Religare but till date it has not been entertained .

"SEBI AUR BRokers sab mile hooa hai...