[Resolved]  Angel Broking Ltd. — Reg. Complain against Auction received due to fault of Angel Broking (Settlement No: 2011192/A)

Address:

Gujarat

Dear Sir/Madam,

I, (Rajesh Thakkar) have a Demate & trading A/c with Angel Broking Ltd. My ID is R2562. I was selling 100 Tata Steel Shares date 10/10/2011 in NSE segment from SSJ FINANCE & SECURITY PVT.LTD.& submit Pay in slip a (Security transfer slip) at Angel Broking Ltd, RO, Mahalaya, Off C. G. Road, Ahmadabad, Gujarat on 11/10/2011 2:00 p.m.

On 12/10/2011at 10am I was received a phone call from the Angel broking, RO that you’re demate A/c has only 25 shares & other 75 shares are in the Pool A/c and auction will be held as per the SEBI rule to you.

My complain is that…
At the time of slip punching why anybody responsible person was not checked my demate A/c as well as pool a/c and inform me?
Why they were inform me on 12/10/2011 at 10:00 am?

My 100 shares was with Angel Broking Ltd only…I didn’t know that my shares was in Demate or pool a/c. Broker must have to check my both a/c (i.e. demate & Pool) at the time of received a Pay in slip from me.

Angel broking must give the transfer it to avoid my auction…but Angel broking didn’t do it. I was informing all the authorities + customer Care of Angel broking through Email + Phone Call on 12/10/2011 but still not received any satisfactory answer from the Angel Broking Ltd.

I was getting an auction for the 100 shares on 12/10/2011 of Rs. 2470. (Settlement No: 2011192/A) bill date 12/10

I was not responsible for the Angel Broking’s fault. Angel Broking must fulfill my entire lost + I was mentally disturbed due to fault of Angel broking. So it was affect on my health & job. I am demanding a compensation for it.

MY DEMAT A/C NO [protected].

Kindly look into the matter and solve my problem and provide me a compensation as soon as earlier.
Thanks & Regards,
RAJESH J THAKKAR (M.NO. [protected])