[Resolved]  Religare Securities Limited — Un authorised trade in my a/c

Dear Sir

My broker M/s Religare Securities Limited is doing unlaw full trades and entries in my a/c withut my permission, as I am a online trader and all order is executed by me only. Some time they debit my a/c and explain that it is by NSE giving no proof. Demanding the proof they are not replying. They are debiting the a/c for the same trade as they claim that it is by NSE and for that trade issuing the contract note of credit, in exaplation they verbaly says that I should go to sebi and the life will finish in leagle matter. the reminder i have maid to them are pasted here with.If some body wants to make a forum for fighting this type pf practice, I welcome .

The Managing Director 20.12.2008
Religare Securities Limited,
19, Nehru Place,
New Delhi-110019

Sub: Clarifications in written for the unethical and malafied trade practice in A/c No PT365

Dear Sir,

I am feeling very harassed from your side and have no option to go for a legal help but I feel that you are the highest authority of the company and will look in to the matter.

Sir I have approached my branch head of Modi Nagar Mr Nitin Kumar, Mr Abhishek Mittal at Ghaziabad, Mr Avdesh Bansal at Meerut both have remained as branch Manager of Modi Nagar and told me the regulations of sebi, your customer care by mail, Mr Vivek Agarwal and Mr Sunil Billani at Canaught Place about some unethical and malafied trade practice in my A/c No PT365 with documentary proof provided by your back office or available at NSE website. No body is answering in a professional manner or in writing. They all verbally admit that there is a mistake on their part but are not ready to give any thing in written as they are afraid of loosing there job and threaten me to go for a complaint. I have made a written complaint to your office via registered A/D on 2.12.2008 but answer is still awaited. I am still in confusion that I am providing so many proofs and answer from your side is nil. Why this type of practice is in practice.

I am enclosing herewith some questions and proofs for your reference and hope for a reply.

1. copy of Registered A/d Letter






From:
Pankaj Tankha
536, Kirtan Wali Gali,
Chhoti Bazaria, Ghaziabad. U.P. 201001
Ph [protected]



M/s Religare Securities Limited,
19, Nehru Place,
New Delhi 110019

Sub: Demand of written clarification with detailed regulation process for amount debited in my A/c on 20.11.2008.

Dear Sir,

It is a very harassed feeling from your side for the customer, so I have to take this action.
As many reminders about 20.11.2008 debited balance in my A/c without any reason and any order from my side, and also as per your confirmation by telephone, by SMS and detail pasted in back office record, no such type of trade made in my a/c by my order or by you up to 6.44PM as recorded massage send by you to me. My positions which were pending up to 20.11.2008, up to 6.44 pm, where has gone and why. My questions about 20.11.2008, and for some regulations of sebi are as follows:
1. Two Contract Notes have been issued for the same NoN/D/1120/1578973 dated 20.11.2008. One shows debiting my a/c by Rs 320.71 another shows crediting my a/c for Rs 366956.56. You have not clarified what is this, You have not updated my a/c as per your contract notes also.
2. In one contract note where the service of brokerage is only Rs fifty and you have charged service tax Rs 105.62. How can you justify it?
3. In another contract note the brokerage charged does not match with the value traded and you are not answering.
4. As per sebi rules auction rates can be confirmed or not, please clarify it with detailed regulation process.
5. In some cases brokerages can not be charged by the broker as per sebi regulation, told by Mr. Avedesh Bansal your branch head of Modi Nagar at the time of my account opening. Brokerage should not be charged by the broker in which cases. Kindly clarify it also with detailed regulation process.
6. Can auction rates be confirmed? Kindly send detailed regulation process.
7. In past also you have not satisfied me properly, I cant understand, the company like Religare has some interest in these type of manipulations. I am enclosing here with some documentary proof for your reference.
8. Sir I am hope full that you will now rectify it also as you have done in past but you have to clarify also that why these type of problems generated and why the solution not available at local branch. Your staff of local branch even some at Delhi say that we are also confused and it is not in our hand it is done by higher authorities.

Hope for a immediate reply.

Thanks


Pankaj Tankha

Encl:
1. Copy of contract note no N/D/1120/1578973 dated 20.11.2008 showing debit amount of Rs 320.71 and service tax charged is Rs 105.62.
2. Another contract note no of the same no N/D1120/1578973 dated 20.11.2008 showing credit amount of Rs 366956.96 and credit is not given.
3. Ledger report showing amount debited in my a/c for settlement No 81120 for Rs 81257.37 without any reason.
4. Ledger report showing that first you have debited my a/c with unauthorized trades and again credited when proof submitted. Ledger report from 1.6.2007 to 8.6.2007 which clearly shows that on 5.6.2007 and 6.6.2007 you have credited my a/c for loss made to me against unauthorized trades made in my a/c by you and your staff takes about two month for this rectification.
5. Two copies of the ledger report which clearly shows that you have debited my a/c vide settlement no 2007061 and voucher no N/SO/061/45 dated 4.4.2007 for Rs 242358.75 and when I object you have changed the ledger report. The changed copy of the ledger report is also enclosed here with.
6. Copy of the trade verification provided by for the trade of 20.11.2008 which shows only one trade made by me on that date.




CONTRACT NOTE (Persuant to Regulation 3.6)
CONTRACT NOTE ISSUED BY MEMBERS ACTING FOR CONSTITUENTS AS BROKERS & AGENTS
RELIGARE SECURITIES LTD
Regd Office: 19, NEHRU PLACE NEW DELHI - 110 019
[protected]
Web Site : Email :
Corp Office: 19, NEHRU PLACE NEW DELHI - 110 019
[protected]
MEMBER: NATIONAL STOCK EXCHANGE OF INDIA LTD.(FUTURES AND OPTIONS SEGMENT) SEBI REGN.NO.INF[protected]
CLEARING NO.06537 MAPIN ID :


Dealing Office:
IST FLOOR, OPP. PNB
UPPER BAZAR, GURUDWARA ROAD, MODINAGAR
210204

To,
PANKAJ TANKHA CODE :PT365
536
CHHOTI BAZARIA
GHAZIABAD 201001 INDIA
Sebi Regn. #
Pan # AALPT9310P
Contract Note - Form A No : N/D/1120/1578973
TRADE DATE : 20/11/2008


Dear Sir / Madam,
I/We have this day done by your order and on your account the following transactions: To be Stamped as per the provisions applicable under the relevant Stamp Act
Order No Order Time Trade No. Trade Time Security Contract Description Bought Qty Sold Qty Gross Rate Gross Total Brokerage Net Rate Service Tax STT Amount Amount Rs
Per Security (Rs.) (Rs.) Total (Rs.) (Rs.) (Rs.) (Rs.)
00009833 10:24:33 33475304 10:41:01 LT 900.00 CA 27/11/08 100 1.6500 165.00 50.00 2.1500 215.00
[SERVICE TAX] 105.62
[OTH CHGS OPTIONS] 0.09
Debit Total 320.71
NET DR 320.71

PLACE : MUMBAI.
DATE : 20/11/2008


2.



CONTRACT NOTE (Persuant to Regulation 3.6)
CONTRACT NOTE ISSUED BY MEMBERS ACTING FOR CONSTITUENTS AS BROKERS & AGENTS
RELIGARE SECURITIES LTD
Regd Office: 19, NEHRU PLACE NEW DELHI - 110 019
[protected]
Web Site : Email :
Corp Office: 19, NEHRU PLACE NEW DELHI - 110 019
[protected]
MEMBER: NATIONAL STOCK EXCHANGE OF INDIA LTD.(FUTURES AND OPTIONS SEGMENT) SEBI REGN.NO.INF[protected]
CLEARING NO.06537 MAPIN ID :


Dealing Office:
IST FLOOR, OPP. PNB
UPPER BAZAR, GURUDWARA ROAD, MODINAGAR
210204

To,
PANKAJ TANKHA CODE :PT365
536
CHHOTI BAZARIA
GHAZIABAD 201001 INDIA
Sebi Regn. #
Pan # AALPT9310P
Contract Note - Form A No : N/D/1120/1578973
TRADE DATE : 20/11/2008


Dear Sir / Madam,
I/We have this day done by your order and on your account the following transactions: To be Stamped as per the provisions applicable under the relevant Stamp Act
Order No Order Time Trade No. Trade Time Security Contract Description Bought Qty Sold Qty Gross Rate Gross Total Brokerage Net Rate Service Tax STT Amount Amount Rs
Per Security (Rs.) (Rs.) Total (Rs.) (Rs.) (Rs.) (Rs.)
INFOSYSTCH 1410.00 PA 27/11/08 200 1121.8500 224370.00 576.30 1118.9685 223793.70
SBIN 1260.00 PA 27/11/08 132 1087.1000 143497.20 228.23 1085.3710 143268.97
[SERVICE TAX] 105.62
[OTH CHGS OPTIONS] 0.09
Debit Total 105.71
CreditTotal 367062.67
NET CR 366956.96

PLACE : MUMBAI.
DATE : 20/11/2008






Account Name PANKAJ TANKHA

Account Code PT365


Debit Total : 2, 194, 987.88
Credit Total : 967, 994.01
Net Total : 872, 434.91 Dr

Start Date : 01/06/2007 End Date : 10/06/2007
Date Voucher# Bank Cheque Description Dr Amount Cr Amount Balance
01/06/2007 N/BI/097/98 To Bill N/BI/097/98 for Ex: NSE - BT: BUY - IN - Settlement=2007097 90328.70 90328.70
01/06/2007 N/NA/097/101 By Bill N/NA/097/101 for Ex: NSE - BT: AUCTION - Settlement=2007097 98900.85 -8572.15
01/06/2007 N/NN/100/9068 To Bill N/NN/100/9068 for Ex: NSE - BT: NORMAL - Settlement=2007100 797410.35 788838.20
02/06/2007 JVINTEL0011246 BEING AMT. DR. ON DELAYED PAYMENT FOR MAY-07 4828.85 793667.05
04/06/2007 N/NN/101/8353 By Bill N/NN/101/8353 for Ex: NSE - BT: NORMAL - Settlement=2007101 12584.10 781082.95
05/06/2007 N/NN/102/9264 By Bill N/NN/102/9264 for Ex: NSE - BT: NORMAL - Settlement=2007102 6715.15 774367.80
06/06/2007 JVJUNDL0000042 BEING AMOUNT CREDITED TO PT365 FOR LOSS ON TRADES OF RPL AND UTV SOFT 7711.00 766656.80
06/06/2007 JVJUNDL0000043 BEING AMOUNT CREDITED TO PT365 FOR CHARGES LEVIED ON TRADES OF RPL AND UTV SOFT 2005.20 764651.60
06/06/2007 N/NN/103/8366 To Bill N/NN/103/8366 for Ex: NSE - BT: NORMAL - Settlement=2007103 282847.01 1047498.61
07/06/2007 N/NN/104/8119 By Bill N/NN/104/8119 for Ex: NSE - BT: NORMAL - Settlement=2007104 840077.71 207420.90
08/06/2007 N/NN/105/8851 To Bill N/NN/105/8851 for Ex: NSE - BT: NORMAL - Settlement=2007105 1019572.97 1226993.87
Note :
(A) E.&.O.E
(B) For information and reference only, please contact Back office department for any further information.





Run Date : 23-Nov-08 Run Time : 6:41:53 PM

RELIGARE SECURITIES LTD
Branch Name : MODINAGAR BRANCH
IST FLOOR, OPP. PNB
UPPER BAZAR, GURUDWARA ROAD, MODINAGAR
210204

Trasaction Derivatives Segment For the Year[protected]
Account Name PANKAJ TANKHA

Account Code PT365


Debit Total : 215.00
Credit Total :
Net Total : 215.00 Dr
Premium Plus : 215.00
Premium Minus :
Net Plus/Minus : 215.00

Exchange Details : NSEF-FUTURES -81120

S. Code Scrip Name TT * /Price Expiry Order Trade No OT Qty Market NetRate Brok-Cont Amount
LTO2711 LT O 271108 N 100 900.00 27/11/2008 [protected] [protected] CO 100 1.6500 2.1500 215.00
Bought Qty 100 Bought Avg Total Pur. Sold Quantity Sold Average Total Sales
Tot Qty(P+S) 100 Total Avg Total (P+S) Net Qty (P-S) 100 Net Average Net Volume

Note :
(A) E.&.O.E
(B) For information and reference only, please contact Back office department for any further information.













Date Voucher# Bank Cheque Description Dr Amount Cr Amount Balance

03/11/2008 JVINTDL0208494 Being Amt Debited On Delayed Payments For The Month Of Oct-08 381.40 31351.33

03/11/2008 N /NN/20614508 To Bill N /nn/20614508 For Ex: Nse - Bt: Normal - Settlement=2008206 4942.14 36293.47

03/11/2008 N/D/1031/6656 By Bill N/d/1031/6656 For Ex: Nsef - Bt: Futures - Settlement=81031 13858.53 22434.94

04/11/2008 N /NN/20718039 By Bill N /nn/20718039 For Ex: Nse - Bt: Normal - Settlement=2008207 170431.20 -147996.26

04/11/2008 N/D/1103/6963 By Bill N/d/1103/6963 For Ex: Nsef - Bt: Futures - Settlement=81103 30732.85 -178729.11

05/11/2008 N/D/1104/7367 To Bill N/d/1104/7367 For Ex: Nsef - Bt: Futures - Settlement=81104 15584.85 -163144.26

06/11/2008 N /NN/20919140 By Bill N /nn/20919140 For Ex: Nse - Bt: Normal - Settlement=2008209 38113.61 -201257.87

06/11/2008 N/D/1105/7687 By Bill N/d/1105/7687 For Ex: Nsef - Bt: Futures - Settlement=81105 12365.56 -213623.43

07/11/2008 N /NN/21020796 By Bill N /nn/21020796 For Ex: Nse - Bt: Normal - Settlement=2008210 7620.25 -221243.68

07/11/2008 N/D/1106/7934 To Bill N/d/1106/7934 For Ex: Nsef - Bt: Futures - Settlement=81106 10641.70 -210601.98

08/11/2008 RESINET0386671 176175 Being Amount Recd Vide 176175 #normal Pankaj Tankha Pt365 Bank Of India # 12880 # Boi 100000.00 -310601.98

10/11/2008 N/D/1107/7603 To Bill N/d/1107/7603 For Ex: Nsef - Bt: Futures - Settlement=81107 10150.95 -300451.03

11/11/2008 N/D/1110/7912 By Bill N/d/1110/7912 For Ex: Nsef - Bt: Futures - Settlement=81110 18646.95 -319097.98

12/11/2008 N /NN/21318209 By Bill N /nn/21318209 For Ex: Nse - Bt: Normal - Settlement=2008213 19946.17 -339044.15

12/11/2008 N/D/1111/8411 By Bill N/d/1111/8411 For Ex: Nsef - Bt: Futures - Settlement=81111 3557.30 -342601.45

14/11/2008 N /NN/21417668 To Bill N /nn/21417668 For Ex: Nse - Bt: Normal - Settlement=2008214 113875.80 -228725.65

14/11/2008 N/D/1112/8385 To Bill N/d/1112/8385 For Ex: Nsef - Bt: Futures - Settlement=81112 6931.25 -221794.40

15/11/2008 RESINET0397552 333601 Being Amount Recd Vide 333601 #normal Pankaj Tankha Pt365 Bank Of India # 12880 # Boi 50000.00 -271794.40

17/11/2008 N /NN/21517137 To Bill N /nn/21517137 For Ex: Nse - Bt: Normal - Settlement=2008215 42431.61 -229362.79

17/11/2008 N/D/1114/8231 To Bill N/d/1114/8231 For Ex: Nsef - Bt: Futures - Settlement=81114 19121.50 -210241.29

18/11/2008 N/D/1117/8171 By Bill N/d/1117/8171 For Ex: Nsef - Bt: Futures - Settlement=81117 2342.50 -212583.79

19/11/2008 N /NN/21714950 To Bill N /nn/21714950 For Ex: Nse - Bt: Normal - Settlement=2008217 15592.07 -196991.72

19/11/2008 N/D/1118/8366 To Bill N/d/1118/8366 For Ex: Nsef - Bt: Futures - Settlement=81118 14875.04 -182116.68

20/11/2008 N/D/1119/8362 By Bill N/d/1119/8362 For Ex: Nsef - Bt: Futures - Settlement=81119 777.34 -182894.02

21/11/2008 N /NN/21915350 To Bill N /nn/21915350 For Ex: Nse - Bt: Normal - Settlement=2008219 67839.09 -115054.93

21/11/2008 N/D/1120/8647 To Bill N/d/1120/8647 For Ex: Nsef - Bt: Futures - Settlement=81120 (excercised-assigned) Amount 81257.33 -33797.60

21/11/2008 N/D/1120/8647 To Bill N/d/1120/8647 For Ex: Nsef - Bt: Futures - Settlement=81120 4834.46 -28963.14

24/11/2008 N/D/1121/8667 By Bill N/d/1121/8667 For Ex: Nsef - Bt: Futures - Settlement=81121 12599.43 -41562.57

25/11/2008 N/D/1124/7966 By Bill N/d/1124/7966 For Ex: Nsef - Bt: Futures - Settlement=81124 8985.99 -50548.56

26/11/2008 N/D/1125/8241 By Bill N/d/1125/8241 For Ex: Nsef - Bt: Futures - Settlement=81125 7413.18 -57961.74

28/11/2008 N/D/1126/8179 By Bill N/d/1126/8179 For Ex: Nsef - Bt: Futures - Settlement=81126 2142.22 -60103.96




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Home > NSCCL > Clearing & Settlement > Derivatives > Settlement Price

Settlement Price
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Home > F&O > Market Information > Historical Data > Contract-wise Data

Historical Contract-wise Price Volume Data
Data for OPTSTK - INFOSYSTCH - PA from[protected] to[protected]
Date Expiry Strike Price Open High Low Close LTP Settle Price No. of contracts Turnover in Lacs Open Int Change in OI
20-Nov-2008 27-Nov-2008 1410.00 285.00 285.10 285.00 285.10 285.00 285.10 5 16.95 3800 200

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Home > F&O > Market Information > Historical Data > Contract-wise Data

Historical Contract-wise Price Volume Data
Data for OPTSTK - SBIN - PA from[protected] to[protected]
Date Expiry Strike Price Open High Low Close LTP Settle Price No. of contracts Turnover in Lacs Open Int Change in OI
20-Nov-2008 27-Nov-2008 1260.00 178.00 180.20 170.00 178.35 170.00 178.35 7 13.29 4488 528

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Run Date : 20-Dec-08 Run Time : 5:30:44 PM

RELIGARE SECURITIES LTD
Branch Name : MODINAGAR BRANCH
IST FLOOR, OPP. PNB
UPPER BAZAR, GURUDWARA ROAD, MODINAGAR
210204

Notional Profit/Loss Derivatives Segment For the Year[protected]
Account Name PANKAJ TANKHA

Account Code PT365


Purchase : 233, 330.00
Sales : 106, 590.00
Net Value : 126, 740.00 Dr
Market Value : 126, 740.00
Net Profit/Loss : 537, 720.00

Exchange Details : NSEF-FUTURES -81120

Code Scrip Name * /Price OT Expiry Dt P.Qty P.Avg P.Value S.Qty S.Avg S. Value Net Qty N.Avg Net Value Market Mark.Value Profit/Loss
INFOSF2512 INFOSYSTCH F 251208 200 25/12/2008 200 1166.65 233330.00 200 1166.65 233330.00 1166.65 233330.00
INFOSO2711 INFOSYSTCH O 271108 200 1410.00 PO 28/11/2008 200 -200 -282000.00
LTO2711 LT O 271108 100 900.00 CO 28/11/2008 100 -100
RELCAO2711 RELCAPITAL O 271108 138 500.00 CO 28/11/2008 138 -138
RNRLO2711 RNRL O 271108 1788 50.00 CO 28/11/2008 1788 -1788
RNRLO2711 RNRL O 271108 1788 50.00 PO 28/11/2008 1788 -1788 -89400.00
SBINO2711 SBIN O 271108 132 1260.00 PO 28/11/2008 132 -132 -166320.00
TTMLF2711 TTML F 271108 5225 28/11/2008 5225 20.40 106590.00 -5225 20.40 -106590.00 20.40 -106590.00
Note :
(A) E.&.O.E
(B) For information and reference only, please contact Back office department for any further information.